Our Team

Our firm combines expertise in multiple disciplines, with access to professional relationships, to help manage, and coordinate your complete and evolving financial needs.  This begins with a strong back-office support team.

The Investment Center, Inc.

We partner with The Investment Center, Inc. to serve as our Broker-Dealer.  The Investment Center, Inc. provides back-office support to our firm in every area of our practice and in servicing your account.  This gives us the ability to focus on satisfying your needs for personal, one-on-one service from experts we can trust.  As a leader in providing business solutions for independent financial advisors, The Investment Center, Inc. understands the distinctive, entrepreneurial needs of our business.

How does The Investment Center benefit you as and investor?

The Investment Center, Inc. is a truly independent firm and is not affiliated with or owned by an investment or insurance company.  The Investment Center, Inc. does not create its own proprietary investment products.  Therefore, our firm is encouraged to recommend investment opportunities that are appropriate to your specific investment goals and objectives.

 The Power of Pershing LLC

General securities transactions executed with The Investment Center, Inc. are cleared through Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation, member FINRA, SIPC, and NYSE.

How does Pershing benefit you as an investor?

Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation, works on behalf of your financial organization to support your investment success.  Pershing offers financial services firms a one-stop, full service global solution with integrated, multicurrency clearing and execution, plus a full range of global resources.

Pershing develops and continually enhances top-tier investment products and services - and gives you access, through your financial organization, to cutting-edge technology solutions.  Pershing offers unequaled experience built over seven decades of serving financial organizations of every size and business model.